Citi Group VP Financial Crimes Wealth Management Policy Adherence & Engagement Lead 

United States, Texas, San Antonio 

630244732

Responsibilities:

• Manage all identified AML/KYC and Sanctions issues to closure in partnership with Business Risk, Compliance, Operations and Technology teams
• Support the impact assessment and implementation assessment for new and revised AML/KYC and Sanctions policies for Wealth Management
• Support execution of AML/BSA policy related Corrective Action Plans (CAP) which Includes managing CAP milestones and execution timelines
• Facilitate both gap and root cause analysis (RCA) exercises between Legal, Compliance, Operations, Technology, Risk and the line of business in order to create action plans that provide resolution and ensure policy adherence
• Manage action items for the issues management workstream by timely follow-up and coordination between multiple stakeholder groups to bring each project to closure
• Provide guidance and subject matter expertise related to policy and regulatory requirements up to senior management across the businesses and support functions
• Act as an SME for AML/KYC and Sanctions Policies for Wealth Management and develop sustainable solutions to meet policy requirements and mitigate risk.
• Perform detailed analysis for complex recommendations to ensure appropriate risk/reward balance, including policy changes
• Contribute to Wealth Management Financial Crimes Strategy and Roadmap
• Contribute to design and execution of Horizontal Controls Assessment functional teams

Qualifications:

• 6-10 years of direct, relevant experience in financial service operations, risk and controls, compliance, audit, or regulatory management.
• Deep functional knowledge of the Wealth Management industry (Consumer Wealth / Private Banking) and applicable AML KYC rules, regulations, policies, and processes with preferred knowledge of and experience with Citi Anti-Money Laundering (AML) and Sanctions programs.
• Demonstrated ability to identify, classify, prioritize and remediate risks
• Self-motivated with a passion for establishing and maintaining a culture of control within the business.
• Demonstrated relationship management skills with ability to deepen relationships and build partnerships across the business and key functional support areas with a strong ability to influence a group of diverse stakeholders and drive accountability and ownership with key business partners and process owners.
• Detail oriented, with proven ability to question and identify opportunities within existing processes and business practices by leveraging previous experiences and knowledge of the business. This candidate should have strong conflict resolution skills and work in a sometimes-stressful environment with quick turnaround timelines
• Pragmatic problem-solver, forward thinker with independence of thought and strong critical thinking skills
• Background in enterprise data management, especially as it applies to Financial Crimes, is a plus
• Expert in using PowerPoint and Excel, a plus
• Excellent verbal and written skills and experience presenting to senior audiences

Education:

• Bachelor's degree/University degree or equivalent experience
• Master's degree a plus

Anticipated Posting Close Date:

View the " " poster. View the .

View the .

View the