Expoint - all jobs in one place

The point where experts and best companies meet

Limitless High-tech career opportunities - Expoint

Citi Group Transfer Agency AML Operations Senior Team Leader 
Luxembourg 
377583900

28.06.2024

The role:

Reporting to TA AML Manager, your role is to assist the management of the day-to-day operations and client service delivery focused on AML initial and/or ongoing investor due diligence.

You will be assisted by a team of 6-8 experienced AML subject matter experts, and you will be a key member of the leadership team shaping the present and future of the department.

Responsibilities:

  • Performing AML/KYC reviews and ensuring accounts are opened, reviewed, and maintained in accordance with established SLAs, policies, and procedures.
  • Assisting the management of the team and an efficient allocation of resources and adequate prioritization of tasks.
  • Providing support and guidance to junior team members and contributing to their learning and development.
  • Handle high complexity cases, ensuring that risks are identified and escalated effectively.
  • Preparing and reviewing escalations, liaising with senior management in complex and high-risk cases
  • Maintaining excellent working relationships with clients and internal, external stakeholders
  • Assist preparing, coordinating, and delivering presentations, client meetings, due-diligence visits and audits
  • Staying up to date with latest laws, regulations industry standards technology and best practices
  • Assist reviewing and updating, processes, policies and procedures to ensure the highest standards of compliance and operational efficiency
  • Contributing to the development of systems and participate in wider projects at local and global level.

Knowledge and Experience

  • Recent relevant experience
  • Good working knowledge of Microsoft Office (Word, Excel, Access…) and TA system
  • Strong written, verbal and listening skills in English.
  • Expert knowledge of key AML/CTF, KYC principles, practices
  • Expert knowledge, experience in KYC requirements for different entity types, structures' complexity and jurisdictions
  • Strong knowledge Luxembourg AML/CTF legal and regulatory framework
  • Strong Knowledge of FATCA/CRS requirements
  • Good understanding of Luxembourg's Fund Industry and role of Transfer Agent
  • Demonstrated experience in AML/KYC or compliance related role

Soft Skills and Behaviours

  • Highest standard of integrity, ethics and confidentiality
  • Proactive, autonomous and accountable
  • Collaborative, teamwork, partnership, diversity mind set
  • Shares knowledge and is keen to learn from others
  • Client centric, compliance minded
  • Able to manage conflicting priorities in a pressurized environment
  • Enthusiastic and positive
  • Able to identify and communicate problems as well as design solutions
  • Put long-term interests above short-term gain and is not afraid to escalate issues when necessary
Operations - Transaction ServicesCash Management


Time Type:

Full time

View the " " poster. View the .

View the .

View the