Job Responsibilities
- Perform ongoing monitoring and assessment of compliance and operational risk and control environment. Assess the risk to determine whether to heighten.
- Responsible for control-related activities: Design the control in partnership with the business executive, including how to measure its effectiveness. Provide guidance and expertise on control implementation and performing control evaluation. Be a subject matter expert for relevant projects driven outside of the Control Management organization.
- Perform end-to-end issue and action plan management, identifying the root cause and key themes/trends to address issues broadly, and developing action plans and validating their execution.
- Identify meaningful metrics to inform on the health of the compliance and operational risk and control environment. Escalate breaches/issues based on key reporting indicators. Managing control committees and forums.
Required qualifications, capabilities, and skills
- Bachelor’s degree.
- 7+ years of professional experience related to financial services, risk management, compliance or legal.
- High degree of initiative, self-direction, and ability to work well under pressure.
- Strong, clear, and concise written and verbal communication with ability to edit and prepare executive level communications.
- Excellent organizational and project management skills; able to manage competing priorities under tight deadlines.
- Proven ability to collaborate and build strong partnerships
- Intellectual curiosity with a proven ability to learn quickly.
- Strong Microsoft PowerPoint and Excel skills.
Preferred qualifications, capabilities, and skills
- AML/BSA expertise and/or certifications (e.g., CAMS, CAML, CAMCP, CFCS).
- Technical skills in data analysis, quantitative modeling, and emerging technologies