Perform ongoing monitoring and assessment of compliance and operational risk and control environment. Assess the risk to determine whether to heighten.
Be Responsible for control-related activities: Design the control in partnership with the business executive, including how to measure its effectiveness. Provide guidance and expertise on control implementation and performing control evaluation. Be a subject matter expert for relevant projects driven outside of the Control Management organization.
Perform end-to-end issue and action plan management, identifying the root cause and key themes/trends to address issues broadly, and developing action plans and validating their execution.
Identify meaningful metrics to inform on the health of the compliance and operational risk and control environment. Escalate breaches/issues based on key reporting indicators. Managing control committees and forums.
Required qualifications, capabilities, and skills
Bachelor’s degree.
7+ years of professional experience related to financial services, risk management, compliance or legal.
High degree of initiative, self-direction, and ability to work well under pressure.
Strong, clear, and concise written and verbal communication with ability to edit and prepare executive level communications.
Excellent organizational and project management skills; able to manage competing priorities under tight deadlines.
Proven ability to collaborate and build strong partnerships
Intellectual curiosity with a proven ability to learn quickly.
Strong Microsoft PowerPoint and Excel skills.
Preferred qualifications, capabilities, and skills