Regulatory Controls - Associate jobs at Jpmorgan in India, Mumbai
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India
Mumbai
142 jobs found
24.06.2024
JPM
JPMorgan Regulatory Controls - Associate India, Maharashtra, Mumbai
Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc) & internal stakeholders. Establish the end to end control processes. Review & improve the end...
Provide adhoc data support upon request by business. Drive change management projects and new reporting requirements independently. Ensure all process & other supporting documents [SOP’s, FSLA’s, Service Requests (IAS charters)]...
5-8 year+ experience in Trade support/Regulatory functions (booking trades, trade verification and reconciliations. Has independently managed key deliveries/projects. Proven track record in partnering with Technology, Legal and Compliance to implement...
Assist with execution of the Compliance and Operational Risk Evaluation framework through participation in process analysis to assess the business’ risk and control environment, identify control and/or data quality issues...
Preparation of monthly, quarterly and biannual returns for the following solo regulated entities and their associated UK consolidation groups: JPMorgan Securities Plc (JPMS Plc), JP Morgan Europe Limited (JPMEL), JPMorgan...
Responsible for regulatory reporting implementation and ongoing remediation. Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc.) and internal stakeholders. Establish the end-to-end control...
Apply up-to-date product/industry/market knowledge in specialty areas of reporting. Consolidate, review, and analyze quarterly financial data for accuracy and completeness; perform quarter-over-quarter variance analytics. Coordinate data collection and quarterly business...
Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc) & internal stakeholders. Establish the end to end control processes. Review & improve the end...
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