JPMorgan Regulatory Controls - Associate 

India, Maharashtra, Mumbai 

411357422

New regulatory reporting implementation & on going remediation
• Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc) & internal stakeholders
• Establish the end to end control processes.
• Review & improve the end to end control process around the Regulatory Reporting agenda in Credit / Rates / Equities.
• Establish a strategic attestation process on Regulatory reporting for the jurisdictions already implemented to the business
• Come up with process and system enhancement recommendations
• Work with business and Technology group to prioritize the requirements by presenting the business case
• Perform cost benefit analysis to propose optimum future process to the business
• Ultimately, successfully deliver controlled environment of Regulatory Reporting
• Ensure all controls and checks are completed on End of Day

• Previous experience in the Financial Services industry with strong understanding of Credit / Rates / Equity Derivatives products
• Strong understanding of Dodd Frank CFTC Trade Reporting and EMIR, MIFID, SFTR, APAC Regulations
• Excellent Business Analysis skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions
• Excellent problem solving skills in order to identify, understand and address operational and technical issues
• Strong communication skills, both written and verbal, including the ability to develop relationships across the various stakeholders including Senior Business executives
• A self motivated individual who is able to deliver with minimal supervision, whilst also working effectively as part of a team
• Strong product knowledge; thorough understanding of the end to end transaction cycle for derivative products
• Ability to work in a high pressure environment with time critical deliveries
• Control mindset to identify process control gaps, prioritize & mitigate operational risk

• Excellent time management skill and ability to prioritize work effectively
• Proactive in problem solving and developing solutions.
• Ability to respond to a changing environment.
• Be innovative and suggest system improvement capabilities.
• Ability to multi task, ensuring the controls are performed correctly, breaks are resolved and MIS being sent to managers on deadlines.
• Positive “Can Do” attitude
• Contributes to an environment of collaboration and mutual responsibility
• Good understanding of downstream impact of actions undertaken, particularly the requirement for strong and timely controls throughout the life cycle of the trade
• Ability to motivate people and manage careers.
• Ability to influence team and provide a vision.
• Effective stake-holder management
• Graduate with 10+ years of experience, with alteast 7+ years in an investment banking environment, preferably in Middle Office / Trade Support
• Degree holder in Finance / Economics or other related disciplines (preferable)
• Strong proficiency in MS Office.
• Soft Skills of Alteryx and Tableau would be preferable.

• Primary Coverage- Cross regional coverage to be provided. Ability to work stretched hours in case of business requirement.• Flexibility for travel to region ( APAC / EMEA / Americas) for period of 2-3 months within short notice in case of business requirements.