You will be responsible for Rates Regulatory reporting and controls which are run across APAC/US ,EMEA regions .You will need to provide oversight and supervise remediation of the exception management queue, review cross LOBs metrics and create and/or execute timely remediation plans to senior management . This will need clear understanding of the break and root cause , ability to communicate this Technology , Operation leads to ensure a path to improved metrics. You will need to supervise the BAU operation team to ensure any manual remediation is managed within agreed timelines.
Job Responsibilities:
- Investigation and Exception management of Reg reporting breaks. Resolution of breaks via manual remediation or Strategic Technology fixes and tracking of the same .
- Continuous Focus on deep dive and fixing on upstream issues to keep the breaks to minimum. Routing of Breaks to Middle Offices, Valuation Control Group etc
- Contribution to regulatory reporting in coordination with the global projects team and DCO MIS team for compliance with Dodd Frank, EMIR, and other regulations. Improving controls in the process & ensure 100% accuracy and compliance to Regulatory rules
- Manage any new analysis requirements across multiple stakeholders. Regular update to senior management on regulatory reporting changes, compliance, projects updated and issues.
- Stakeholder Management – Daily in terms of exception management, performance, feedback etc. Continuous Focus on deep dive and fixing on upstream issues to keep the breaks to minimum.
- Routing of Breaks to Middle Offices/Confirmations teams etc. Testing when required of any fixes applied co-ordination / partnership with multiple teams as required to ensure completion .
- Key role in regulatory reporting in coordination with the Tech for compliance with Dodd Frank, EMIR, and other regulations
Required Qualifications, Skills and Capabilities:
- Graduate or Post-Graduate with 10+ years’ experience in operations.
- Familiarity with a global bank's process & operational environment including management and external reporting is a must. Strong business knowledge i.e. Investment Banking, including OTC product, process and system knowledge.
- Ability to think and act strategically:
- Deal with day-to-day issues as well as planning and executing projects / initiatives
- Ensuring the team's activities support Operations in attaining its strategic goals
- Excellent attention to detail, and an ability to know when a deep-dive approach is appropriate
- Can operate effectively in a dynamic environment with tight deadlines, and can prioritize one's own work to achieve them
- Skilled in identifying talent, recruiting, coaching, mentoring, and developing team members
- Excellent verbal and written communication skills, and adept at communicating with all levels of the business and technical parts of the organization
- Skilled in MS office applications including Outlook, PowerPoint, Excel, Word, Access and Project