Drive the design, delivery and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment.
Drive the execution of Control activities within the Operations Regulatory Reporting space
Provide oversight on regulatory reporting issues / breaches, ensuring that root causes are understood and remediation plans in place
Product ownership of applications used for implementing Control processes
Conduct trainings and roadshows
Facilitate and lead periodic calls with cross line of business, cross regional stakeholders
Conduct deep dive on aspects of the Regulatory Reporting Controls environment
Plan and report status of ongoing projects and tasks to senior management.
Identify, mitigate and resolve risk and issues across teams, ensuring escalations to the right levels where required
Manage stakeholder expectations effectively, facilitate decision-making by providing right level of information and timely escalation when required.
Required qualifications, capabilities and skills:
Minimum 12+ years of total experience
Understanding of Regulatory Reporting obligation for regulations such as MiFID II, CFTC, EMIR, HKMA, MAS, ESG
Understanding of OTC derivative products such as SWAPS, Options, Futures & Forwards.
Significant knowledge of operational processes and controls, with ability to access the risk, controls and quality assurance functions
Prior experience in Private Banking, Regulatory Reporting, Intelligent Automation or Process Improvement would be beneficial
Good understanding of the EMEA & NA regulatory environment
Excellent project management skills with the ability to plan, prioritize and deliver against deadlines
Ability to negotiate and influence different levels of stakeholders
Proven ability to collaborate with partners across multiple disciplines, functions and locations
Logical and structured approach to planning and problem solving and decision-making
Ability to prioritize and deliver against deadlines
Good Microsoft Office skills – Excel, Word and PowerPoint
Capacity to think laterally and convey an understanding of the big picture
Strong communication (verbal and written) and presentation skills