Td Bank Manager Governance & Control 

Canada, Ontario, Toronto 

972398590

Toronto, Ontario, CanadaGovernance & Control

Job Description

In addition, the Manager I, Governance & Control will:

• Manage and assist on a set of business governance and control programs requiring coordination across multiple areas and business stakeholders in support of the overall business strategy and execute governance and control activities in accordance with established standards.
• Lead the periodic refresh of AML/RCM controls.
• Manage the intake & assessment of risk incidents / potential issues from AML/regulatory impact standpoint. Incident tracking and managing the Issues lifecycle by coordinating with various stakeholders to ensure timelyescalation/reporting,remediation, and closure of these issues.
• Provide subject matter expertise on Business Banking Regulatory Compliance/AML.
• Execute governance and control testing activities in accordance with established standards and testing programs.
• Provide specialized business governance and control related advice/support to management / leadership and respective teams for area(s) of specialization
• Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels.
• Review processes and controls and “connect the dots” across issues and control deficiencies to increase standardization of solutions, processes and controls
• Exercise discretion in managing correspondence, information, and all matters of confidentiality.
• Keep management informed about the status / progress of testing and completion of testing within assigned timeframes
• Foster a positive work environment and contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.

Job Requirements

• Minimum 7+ years related experience
• Previous Audit, AML, Regulatory Compliance Testing or 1st Line Controls Testing experience with in-depth knowledge of business processes within Banking industry is considered asset
• Detail oriented and strong analytical skills, with experience in collecting and organizing information
• Strong written and verbal communication skills
• Ability to exercise sound judgement in making decisions
• Ability to work independently and collaboratively to build relationships across teams and functions
• Proficient knowledge of governance, risk and control procedures, strategies & tactics
• Effective time management, multi-tasking and organizational skills to meet tight timelines and adapt to changing priorities.
• Skill in using MS Office, with advanced proficiency in using Microsoft Excel
• A business or finance degree is an asset
• Certification(s) relating to Risk or Audit e.g. CRM, CISA, CIA, CPA is an asset

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Sans Objet