Capital One Compliance Advisory Specialist III - Commercial Bank 

United States, Virginia, Arlington 

955872306

Center 2 (19050), United States of America, McLean, Virginia Compliance Advisory Specialist III - Commercial Bank

The AML Compliance Advisory Specialist will support the Commercial Banking line of business by:

• Providing input on business regulatory requirements;

• Providing guidance on business policies, standards, and procedures;

• Participating in department training meetings as appropriate;

• Providing compliance advice on projects and other new initiatives;

• Providing guidance on controls over regulatory requirements and line of business monitoring of those controls.

Ideal Candidate will have:

• Strong critical thinking, written and verbal communication skills, including experience in strategic and senior level communication;

• Demonstrated ability to work in a continually evolving and dynamic environment;

• Ability to build partnerships with others outside of their own team and influence others to ensure team’s success ;

• Exhibit drive for accomplishing tasks/delivering results and persist when faced with significant difficulties or resistance

• Strong understanding of AML risk management practices, including regulatory requirements;

• Team player with creativity, resourcefulness, a passion for problem-solving, comfort with ambiguity, and strong interpersonal skills;

• A self-starter with enthusiasm, flexibility, and motivation.

Responsibilities:

• Review inquiries from lines of business and provide guidance on action/remediation; escalate and facilitate with subject matter experts when necessary

• Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

• Advise lines of business on application of compliance requirements pertaining to new products and services, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

• Support lines of business with questions in the development and maintenance of a business / first line of defense compliance program, such as how to monitor, report, and train

• Issue/event oversight for Commercial KYC – includes identifying trends in data and proactively advising on identified risk

• Maintain subject matter expertise of applicable laws and regulations

• Engage in Audit, Regulatory, and other reviews of the AML program

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

• Provide support to risk assessment and/or control initiatives such as the Money Laundering Risk Assessment (MLRA), or the Compliance Control Review (CCR)

• Complete required ad hoc tasks in support of inquiries or initiatives.

• Role will function within AML Advisory across Commercial LOBs

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 3 years of Anti-Money Laundering (AML) compliance experience, or at least 3 years of Anti-Money Laundering (AML) risk management experience

Preferred Qualifications:

• Bachelor’s Degree

• 5+ years of Risk Management experience

• Certified Anti-Money Laundering Specialist (CAMS) and/or Certified Regulatory Compliance Manager (CRCM) certification

• 5+ years of Anti-Money Laundering (AML) experience

• Capital Markets experience

New York City (Hybrid On-Site): $118,700 - $135,400 for Compliance Advisory Specialist III Illinois (Hybrid On-Site): $110,700 - $126,300 for Compliance Advisory Specialist IIIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.