Capital One Compliance Advisory Specialist II 

United States, Virginia, Richmond 

874504477

West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisory Specialist II

Responsibilities will include (but may not be limited to):

• Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements.

• Conducting testing on a schedule to ensure all tasks and reporting are completed within established timeframes.

• Analyzing data from multiple sources and systematically documenting the work and results.

• Reviewing complaints to identify fair lending or sales practices risks

• Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed.

• Assisting in communicating results to Compliance Officers, as needed.

• Travel: Approximately up to 10% travel.

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 1 year of experience working in compliance or at least 1 year of experience working in financial services.

Preferred Qualifications:

• Bachelor's degree

• 2+ years of financial services consumer compliance monitoring experience

• 1+ years of Underwriting experience

• Bilingual in English and Spanish

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.