Capital One Anti-Money Laundering Compliance Advisory Specialist III 

United States, Virginia, Richmond 

998394621

West Creek 3 (12073), United States of America, Richmond, Virginia Anti-Money Laundering, Compliance Advisory Specialist III

Automated Clearing House(

The AML Compliance Advisory Specialist III will support lines of business by:

• Providing input on business regulatory requirements

• Providing guidance on business policies, standards, and procedures

• Developing and reviewing department compliance training, as appropriate

• Providing AML compliance advice on projects

• Providing guidance on controls over regulatory requirements and line of business monitoring of those controls

Responsibilities:

• Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

• Advise lines of business on application of AML Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

• Advise lines of business in the development and maintenance of the AML Compliance Program, such as how to monitor, report, and train

• Develop and maintain strong understanding of applicable laws and regulations

• Develop and maintain strong understanding of the various payment types and the associated regulatory expectations

• Evaluate Internal Audit, Regulatory Exam, and self identified issues and events for compliance impacts

• Support lines of business through advice, influence adjustments to the processes, procedures, and controls

• Conduct targeted validations on controls over applicable regulations

• Active involvement with compliance testing and third party compliance

• Maintain strong understanding of Compliance Risk Management Framework and applicable laws and regulations

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

• Actively participate on complex projects through providing guidance, advise, and effective challenge

• Participate in reporting activities, as directed

• Supporting Compliance teams as a subject matter expert

• Flexibility to travel to various Capital One locations as necessary

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 3 years of experience working in wire operations or in a support role of wire operations

• At least 3 years of banking experience

• At least 5 years of experience supporting, partnering, and interacting with internal business clients

Preferred Qualifications:

• Master’s Degree

• 3+ years of experience in compliance, legal, or audit

• 5+ years of experience working within banking payment operations (Wire, Automated Clearing House(ACH), Card, Check) or within a support role of payment operations

• Certified Anti-Money Laundering Specialist (CAMS)Certification

New York City (Hybrid On-Site): $118,700 - $135,400 for Compliance Advisory Specialist IIIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.