Capital One Anti-Money Laundering - Compliance Advisor Manager 

United States, Virginia, Richmond 

976759915

West Creek 3 (12073), United States of America, Richmond, Virginia Anti-Money Laundering - Compliance Advisor Manager

The Compliance Advisor Manager supports the line of business by:

• Providing input on business AML regulatory requirements;

• Providing guidance on business policies, standards, and procedures;

• Leading and reviewing department training, as appropriate;

• Providing AML compliance advice on complex projects;

• Providing guidance on controls over regulatory AML requirements and line of business monitoring of those controls;

• Performing targeted tests on lines of business controls and provide guidance on identified risks

• Partner with other second line of defense functions, such as Enterprise External Fraud, to provide effective challenge to lines of business on the design and execution of their fraud programs

Responsibilities:

• Review issues generated by lines of business and provide guidance on remediation; escalate and facilitate with subject matter experts, when necessary

• Identify trends in data and advise on identified AML compliance emerging risks

• Maintain subject matter expertise of applicable AML laws and regulations and fraud trends and typologies

• Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations

• Perform and review control assessments executed by peers for accuracy and adherence to test procedures

• Evaluate Internal Audit, Regulatory Exam, and self identified issues and events for AML compliance impacts

• Provide effective challenge and guidance on AML compliance risks and support lines of business through execution of large initiatives, such as new product launches and mergers, as well as regular interactions and forum engagements

• Advise lines of business on application of AML compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

• Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train

• Support lines of business through expert advice, influencing adjustments to the processes, procedures, and controls

• Conduct targeted validations and reviews on controls over applicable AML regulations

• Active involvement with compliance testing and third party compliance

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate compliance risk management

• Flexibility to periodically travel to various Capital One locations, as necessary

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 5 years of fraud or Anti-Money Laundering (AML) experience, or in an audit or legal role supporting fraud or AML

• At least 5 years of experience supporting, partnering, and interacting with internal business clients

Preferred Qualifications:

• 3 years of experience with credit card fraud or auto lending fraud

• 5 years of experience in an advisory or consultant capacity

• 7 years of fraud or Anti-Money Laundering (AML) experience, or in an audit or legal role supporting fraud or AML

• Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager ( CRCM), Association of Certified Financial Crime Specialists (CFCS), or Association of Certified Anti-Money Laundering Specialists (ACAMS) certification

New York City (Hybrid On-Site): $147,800 - $168,700 for Compliance Advisor Manager Illinois (Hybrid On-Site): $137,800 - $157,300 for Compliance Advisor ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.