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General Responsibilities:
Create and execute well-managed data solutions, tools, templates and protocols that equip Compliance advisors to effectively and efficiently engage in risk assessments
Play an active role in the process excellence journey, enhancing existing risk diagnostics and rolling out new line of business (LOB) aligned reporting of assessment outcomes
Serve as a liaison to local governance and enterprise risk teams; partner with colleagues to continually assess and enhance workbooks, job aids, dashboards and reports
Perform quality assurance of completed risk assessments and identify and remediate discrepancies in assessment validation efforts
Review and update existing risk assessment dashboards on a daily basis to ensure accuracy and timeliness
Continually assess and enhance workbooks, job aids, dashboards and reports to incorporate user feedback and align to strategic shifts in risk assessment methodology
Create and send stakeholder surveys; aggregate results; recommend and implement process excellence opportunities for improvement
Suggest opportunities and act on requests to design and develop tools, techniques, metrics and dashboards for insights and data visualization
Prepare metrics, deliverables and decks for Compliance executives such as risk steward review, enforcement status and management business reviews (MBRs)
Contribute to Compliance exams, audits and strategic initiatives
Partner with Analytics & Innovation team and engage in design, piloting, testing and refinement of relevant new and enhanced product initiatives that feed into risk assessment activities
Assist in building requirements and applying product features to improve reporting, streamline and automate risk assessment & other Compliance Governance related activities
Basic Qualifications:
Associate's Degree or military experience
At least 2 years experience in compliance or risk management
At least 3 years of experience in data analysis, or data management, or data quality assurance
At least 2 years of Google Suite experience (Studio, Drive, Slides, Docs, Sheets and Analytics)
At least 2 years of experience performing Vookups, sheets or excel formulas such as query and importrange, data extraction and manipulation
Preferred Qualifications:
Bachelor’s Degree
At least 3 years of experience in a risk or compliance role within Financial Services, Technology, Consulting, Legal or Audit
At least 1 year of experience with risk assessments
At least 1 year of experience using a business intelligence visualization tool (Tableau)
At least 1 year of experience with stakeholder communications or email tools
Ability to manage and prioritize multiple tasks daily
Ability to work independently and in a team structure with a diverse group of individuals
Proactivity; track record of anticipating and suggesting solutions to problems
Strong verbal and written communication skills
Strong interpersonal and relationship-building skills, with a positive and collegial attitude
Demonstrated ability to explore and quickly grasp new technologies and tools as well as internal systems
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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