Capital One Principal Associate Compliance Governance Risk Specialist 

United States, Virginia, Richmond 

954332782

West Creek 3 (12073), United States of America, Richmond, Virginia Principal Associate, Compliance Governance Risk Specialist

General Responsibilities:

• Create and execute well-managed data solutions, tools, templates and protocols that equip Compliance advisors to effectively and efficiently engage in risk assessments

• Play an active role in the process excellence journey, enhancing existing risk diagnostics and rolling out new line of business (LOB) aligned reporting of assessment outcomes

• Serve as a liaison to local governance and enterprise risk teams; partner with colleagues to continually assess and enhance workbooks, job aids, dashboards and reports

• Perform quality assurance of completed risk assessments and identify and remediate discrepancies in assessment validation efforts

• Review and update existing risk assessment dashboards on a daily basis to ensure accuracy and timeliness

• Continually assess and enhance workbooks, job aids, dashboards and reports to incorporate user feedback and align to strategic shifts in risk assessment methodology

• Create and send stakeholder surveys; aggregate results; recommend and implement process excellence opportunities for improvement

• Suggest opportunities and act on requests to design and develop tools, techniques, metrics and dashboards for insights and data visualization

• Prepare metrics, deliverables and decks for Compliance executives such as risk steward review, enforcement status and management business reviews (MBRs)

• Contribute to Compliance exams, audits and strategic initiatives

• Partner with Analytics & Innovation team and engage in design, piloting, testing and refinement of relevant new and enhanced product initiatives that feed into risk assessment activities

• Assist in building requirements and applying product features to improve reporting, streamline and automate risk assessment & other Compliance Governance related activities

Basic Qualifications:

• Associate's Degree or military experience

• At least 2 years experience in compliance or risk management

• At least 3 years of experience in data analysis, or data management, or data quality assurance

• At least 2 years of Google Suite experience (Studio, Drive, Slides, Docs, Sheets and Analytics)

• At least 2 years of experience performing Vookups, sheets or excel formulas such as query and importrange, data extraction and manipulation

Preferred Qualifications:

• Bachelor’s Degree

• At least 3 years of experience in a risk or compliance role within Financial Services, Technology, Consulting, Legal or Audit

• At least 1 year of experience with risk assessments

• At least 1 year of experience using a business intelligence visualization tool (Tableau)

• At least 1 year of experience with stakeholder communications or email tools

• Ability to manage and prioritize multiple tasks daily

• Ability to work independently and in a team structure with a diverse group of individuals

• Proactivity; track record of anticipating and suggesting solutions to problems

• Strong verbal and written communication skills

• Strong interpersonal and relationship-building skills, with a positive and collegial attitude

• Demonstrated ability to explore and quickly grasp new technologies and tools as well as internal systems

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.