JPMorgan Securities Services - Investment Compliance Associate 

Luxembourg 

824281026

Job responsibilities:

• Assist in checking funds’ investment restrictions are complied with and in line with statutory regulations and prospectus limits.
• Validation of investment restriction rules in the compliance system and ensuring rules are in line with regulations and fund investment policy.
• Pro-active management of all client issues ensuing timely closure of breaches, errors and other significant matters affecting the funds.
• Provide support to internal and external clients and participate in key projects and new business launches.
• Participate in Management Company due diligence reviews and on-site visits.
• Participate in Service Provider on-site visits.
• Review of fund documentation and ensuring oversight programme is adequate to assess adherence to requirements.
• Significant knowledge of AIFMD and UCITS requirements and an ability to stay abreast of regulatory change.

Required qualifications, capabilities, and skills:

• Expertise within the funds’ industry.
• Prior experience in investment compliance and/or risk related function preferred.
• Prior experience of fund accounting risk assessment and/or auditing regulated investment funds coupled with related regulatory knowledge preferred.
• Professional judgement, communication and strong influencing skills.
• Proven relationship management skills.
• Organised and structured approach to work to ensure timely closure of issues.
• A team player – innovative and creative.
• Positive approach to new ideas and change management.
• Strong analytical skills.
• Ability to identify and manage risk.
• Pro-active and motivated to learn.
• Ability to work as a team member and ensure a high service quality level focused on client