Job responsibilities:
- Assist in checking funds’ investment restrictions are complied with and in line with statutory regulations and prospectus limits.
- Validation of investment restriction rules in the compliance system and ensuring rules are in line with regulations and fund investment policy.
- Pro-active management of all client issues ensuing timely closure of breaches, errors and other significant matters affecting the funds.
- Provide support to internal and external clients and participate in key projects and new business launches.
- Participate in Management Company due diligence reviews and on-site visits.
- Participate in Service Provider on-site visits.
- Review of fund documentation and ensuring oversight programme is adequate to assess adherence to requirements.
- Significant knowledge of AIFMD and UCITS requirements and an ability to stay abreast of regulatory change.
Required qualifications, capabilities, and skills:
- Expertise within the funds’ industry.
- Prior experience in investment compliance and/or risk related function preferred.
- Prior experience of fund accounting risk assessment and/or auditing regulated investment funds coupled with related regulatory knowledge preferred.
- Professional judgement, communication and strong influencing skills.
- Proven relationship management skills.
- Organised and structured approach to work to ensure timely closure of issues.
- A team player – innovative and creative.
- Positive approach to new ideas and change management.
- Strong analytical skills.
- Ability to identify and manage risk.
- Pro-active and motivated to learn.
- Ability to work as a team member and ensure a high service quality level focused on client