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JPMorgan Securities Services - Investment Compliance Associate 
Luxembourg 
824281026

17.08.2024

Job responsibilities:

  • Assist in checking funds’ investment restrictions are complied with and in line with statutory regulations and prospectus limits.
  • Validation of investment restriction rules in the compliance system and ensuring rules are in line with regulations and fund investment policy.
  • Pro-active management of all client issues ensuing timely closure of breaches, errors and other significant matters affecting the funds.
  • Provide support to internal and external clients and participate in key projects and new business launches.
  • Participate in Management Company due diligence reviews and on-site visits.
  • Participate in Service Provider on-site visits.
  • Review of fund documentation and ensuring oversight programme is adequate to assess adherence to requirements.
  • Significant knowledge of AIFMD and UCITS requirements and an ability to stay abreast of regulatory change.

Required qualifications, capabilities, and skills:

  • Expertise within the funds’ industry.
  • Prior experience in investment compliance and/or risk related function preferred.
  • Prior experience of fund accounting risk assessment and/or auditing regulated investment funds coupled with related regulatory knowledge preferred.
  • Professional judgement, communication and strong influencing skills.
  • Proven relationship management skills.
  • Organised and structured approach to work to ensure timely closure of issues.
  • A team player – innovative and creative.
  • Positive approach to new ideas and change management.
  • Strong analytical skills.
  • Ability to identify and manage risk.
  • Pro-active and motivated to learn.
  • Ability to work as a team member and ensure a high service quality level focused on client