Lead a team in assisting in the execution of a complex Compliance program to manage regulatory exposure in a highly regulated area of the firm. The role will be responsible for supporting Compliance oversight of Regulatory Operations within Consumer and Community Banking (CCB) Operations.
Stay abreast of rules and regulations related to Banking operations, including Consumer Feedback and Communication Services, Executive Office, Unclaimed Property, and Governance to identify potential areas of Compliance risk.
Provide critical and analytical thinking in the assessment of risk, creation and execution of end-to-end monitoring and testing to identify Compliance risks, provide guidance and escalate as necessary.
Assess compliance impact of new or enhanced products as they are reviewed through formal governance functions.
Build dynamic relationships with associated business partners, legal, control, audit and risk functions.
Ability to assess and aggregate risks across different lines of business and present results to relevant stakeholders in Compliance and the business.
Have the ability to work both independently and as a core team member, exhibiting strong relationship management and negotiation skills.
Required Qualifications, Capabilities, and Skills
Experienced professional with a strong background in Compliance, audit, controls or regulatory..
Working knowledge of rules and regulations related to Banking operations.
Bachelor’s degree, Legal degree or comparable work experience required.
Excellent decision maker with the ability to manage multiple tasks.
Strong communication skills, both verbal and written and attention to detail required.
Incumbents typically have a minimum of 5 years of experience in Banking, Compliance, Legal, Risk, Control or Audit.