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Wells Fargo Senior Institutional Investment Operations Specialist 
United States, North Carolina, Charlotte 
522873114

Yesterday

About this role:

This team's primary responsibilitiesinclude: Projectingshort-term cash and collateral funding requirements for legal entities underCIB. Implementingtactical and strategic intraday liquidity processes andreporting. Investigatingissues within projections and any variances versus actualactivity. Optimizingthe balances of cash account balances and the allocation of securities for Tri-Party repo.In this role, you will:

  • Assist in lifecycle support for institutional trade flow

  • Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issues

  • Lead or participate in moderately complex initiatives and deliverables

  • Contribute to large scale planning related to process, procedures and efficiencies with internal and industry related initiatives

  • Identify and recommend opportunities for process improvement and risk control development

  • Provide leadership to bring groups together to resolve multi-faceted complex issues

  • Serve as a leader on projects along with internal and industry related initiatives

  • Review and analyze complex functional and operational tasks that require in-depth evaluation

  • Exercise independent judgment and resolution to guide the deliverable

  • Resolve moderately complex issues

  • Lead team to meet functional area projects, and process deliverables

  • Leverage solid understanding of functions, policies, procedures and compliance requirements

  • Mentor and assist analysts

  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

Additional Responsibilities:

  • Performing ad hoc reconciliations and data analysis as needed for reporting to internal business partners.

  • Liaising with various operational support groups and trading desks to escalate and resolve conflicts in a timely manner, drive process improvements and support business initiatives.

  • Enhancing intraday liquidity processes and reporting including partnership in the establishment of Corporate Intraday Liquidity Management System and Resolution Planning.

  • Identifying opportunities for optimization as well as proposing and implementing solutions to enhance processes, mitigate risk, reduce cost, and increase efficiency.

  • Evaluating current and future needs and communicating and collaborating with internal stakeholders and technology partners to develop strategic solutions.

  • Settlement of all Government Securities transactions via BNY.

  • Executing the allocation and optimization of collateral requirements for all Tri-Party repo obligations.


Required Qualifications:

  • 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education


Desired Qualifications:

  • Advanced knowledge of Excel
  • Knowledge of different collateral types
  • Knowledge of settlement processes for FED settling securities
  • Tri-Party repo funding experience
  • Knowledge of GSCC and MBSCC clearing
  • Knowledge of Broadridge Impact and BPS

Job Expectations:

  • Ability to work a hybrid schedule
  • Willingness to work on-site at stated location on the job opening
  • This position is not eligible for Visa sponsorship

Posting Locations:

  • 1525 W W.T Harris Blvd, Charlotte, NC 28262

Corporate & Investment Bankingdelivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe.

This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

17 Jul 2025


Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.