Capital One Principal Associate Risk Management Retail Bank 

United States, Virginia, Arlington 

440314662

As a Risk Manager Associate, you will:

• Review, analyze and develop business processes to assess the current risk and control environment
• Drive effective collaboration with business stakeholders and Risk Office partners to ensure timely documentation of controls mitigating the risks while meeting the 2nd line compliance requirements for the well managed agenda
• Review, analyze, develop, and/or execute processes for various functions across the risk office and business areas.
• Manage quality assurance and quality control review assessments on processes, procedures and control results.
• Validate the effectiveness of remediation efforts for issues generated from Audits, Exams, and various other processes
• Advise our business partners on how to design and document effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements
• Identify and manage remediation of identified gaps in our control environment due to regulatory and internal policy updates
• Collaborate with business Process Owners and Risk Advisors to assess controls and recommend control improvement as needed
• Explore and collaborate with business and risk office partners in root cause analysis for ineffective results
• Provide requirements to tech and DA teams to implement control builds
• Complete the reporting necessary to inform the Leadership and Risk Advisors on the status of control suite effectiveness and issue remediation
• Successful track record of thriving in a fast paced and dynamic environment;
• Possess solid verbal and written communication skills to communicate effectively with a range of stakeholder groups
• Apply sound inquiry and analysis to make recommendations and decisions
• Be intellectually curious to question the obvious, explore options, and develop alternatives

Basic Qualifications:

• At least 3 years of Financial Services, Audit, Project Management or Risk Management experience
• At least 3 years of experience supporting, partnering and interacting with internal business clients

Preferred Qualifications:

• Bachelor’s Degree
• 2+ year of people management experience
• 5+ years of Financial Services, Process Management Project Management,, Audit, or Risk Management Experience
• 1+ years of Experience with the Agile methodology
• 3+ years of experience with Google Suite

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.