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Citi Group ISG Regulatory Execution Manager 
Canada, Ontario 
38744077

25.06.2024
Quality Reviews/ Control Validation:
  • Ongoing Review of supporting documentation for RBCMs and scoping documents for gaps identified by the regulators.
  • Timely escalation of delays or potential unsuccessful validations
  • Understanding RBCMs, how they link to an overarching concern/gap conveyed by the regulators, assessing whether the actions taken deliver the required sustainable controls and are supported by underlying deliverables.
  • Support processes and controls are embedded into the BAU process​
  • Ensuring appropriate documentation and change management over newly implemented processes and controls​ ​
  • Collecting and validating risk reduction metrics
Internal Audit/QC interaction
  • Performing/supporting quality reviews of documentation prior to sending to QC and IA
  • Partner with various quality control (QC) and transformation teams for review and check & challenge reviews
  • Interact with IA to manage expectations and pre-review closure material for successful closure
  • Ensuring any issues raised by QC/IA are resolved and cleared prior to RCBM due date
  • Hosting ongoing calls with IA to manage expectations and pre-review closure material for successful closure
  • Supporting lead in committee & process administration, including gathering updates and creating meeting decks, monitoring risks, issues, and escalations
General
  • Supports stakeholders in any governance and/or process related matters
  • Support implementation of common standards, procedures, and governance processes to create and maintain consistent and best in class QR protocols
  • Demonstrated ability to implement continuous improvement and innovation in validation process
  • Assist with the various tasks to develop and coach other members of the team
Qualifications
  • 8-10 years of experience in a related role within technology, risk and control or internal audit
  • Ability to assess holistically whether corrective actions new processes/ tech changes and identify gaps or documentation deficiencies
  • Demonstrate clear and concise written and verbal communication skills with an aptitude in communicating with senior management
  • Proven ability to work concurrent assignments and deliver high quality work within strict deadlines
  • Ability to build strong relationships and interact with Auditors, Compliance, and Independent Controls Groups at various levels.
  • Effective skills to influence & negotiate
Education
  • Bachelor’s degree/University degree or equivalent experience
  • Master’s degree preferred
Technology Project Management


Time Type:

Full time

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