Quality Reviews/ Control Validation:
- Ongoing Review of supporting documentation for RBCMs
- Timely escalation of delays or potential unsuccessful validations
- Understanding RBCMs, how they link to an overarching concern/gap conveyed by the regulators, assessing whether the actions taken deliver the required sustainable controls and are supported by underlying deliverables.
- Support processes and controls are embedded into the BAU process
- Ensuring appropriate documentation and change management over newly implemented processes and controls
Internal Audit/QC interaction
- Performing/supporting quality reviews of documentation prior to sending to QC and IA
- Partner with various quality control (QC) and transformation teams for review and check & challenge reviews
- Interact with IA to manage expectations and pre-review closure material for successful closure
- Ensuring any issues raised by QC/IA are resolved and cleared prior to RCBM due date
General
- Supports stakeholders as governance and/or process subject-matter-expert
- Support implementation of common standards, procedures, and governance processes to create and maintain consistent and best in class QR protocols
- Demonstrated ability to implement continuous improvement and innovation in validation process
- Assist with the various tasks to develop and coach other members of the team
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Qualifications
- 7+ years of experience in a related role within technology, risk and control or internal audit
- Ability to assess holistically whether corrective actions new processes/ tech changes and identify gaps or documentation deficiencies
- Demonstrate clear and concise written and verbal communication skills with an aptitude in communicating with senior management
- Proven ability to work concurrent assignments and deliver high quality work within strict deadlines
- Ability to build strong relationships and interact with Auditors, Compliance, and Independent Controls Groups at various levels.
- Effective skills to influence & negotiate
Education
- Bachelor’s degree/University degree or equivalent experience
- Master’s degree preferred
Technology Project Management
Time Type:
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