Supervisory Control Specialist jobs at Wells Fargo in United States, Charlotte
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Company (1)
Job type
Job categories
Job title (1)
United States
State
Charlotte
62 jobs found
28.05.2025
WF
Wells Fargo Senior Independent Testing Specialist - Corporate & Investme... United States, North Carolina, Charlotte
Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing. Contribute to large scale planning...
Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing. Contribute to large scale planning...
Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and regulations. Have responsibility to supervise the activities of representatives (e.g., financial advisors) to ensure their compliance with FINRA...
Participate in less complex initiatives and identify opportunity for process improvements for timely processing of all incoming business lending within Transaction and Processing. Review and analyze basic business, operational, or...
Participate in mitigating current and emerging risk exposures associated with the activities and operations of the assigned business group, and identify opportunity for process improvements within the scope of defined...
Organize and lead complex companywide initiatives to ensure that data quality is maintained so that data can effectively support business processes. Oversee analysis and reporting in support of regulatory requirements....
Partner with our deal team, borrower team, outside counsel, and third-party vendors to obtain documents necessary for closing, and review loan documents to ensure they incorporate the deal terms. Coordinate...
Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing. Contribute to large scale planning...
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