Job responsibilities:
- Execute daily reporting controls to ensure completeness, accuracy, validity and timeliness of regulatory reporting.
- Log and track issues or control gaps identified.
- Work with Business and Technology to prioritize the requirements by presenting the business case.
- Escalate reporting issues to Senior management, Compliance and appropriate Control Forums in a timely manner.
- Conduct thematic review of regulatory reporting issues or breaches, and propose the enhancement plans.
- Drive and deliver regulatory reporting process changes including automation initiatives.
- Perform end to end testing for Regulatory changes.
Required qualifications, capabilities, and skills:
- 5 years of experience in execution of Regulatory Reporting controls.
- Knowledge of operational processes and controls, with good understanding of risk, controls and quality assurance functions.
- Identify source of data, validating data, writing business requirements and testing reports.
- Effective communication skills, with an ability to negotiate and influence different levels of stakeholders in CIB LOBs and functional areas.
- Ability to collaborate with partners across multiple disciplines, functions and locations
- Analytical and problem solving skill with strong sense of ownership and responsibility
- Have a proactive, focused approach, looking at continuous ways to improve the control and operational environment.
Preferred qualifications, capabilities, and skills:
- Experience in Alteryx or Tableau for improving & automating regulatory reporting controls
- Prior experience in executing regulatory reporting controls like completeness, accuracy & timeliness.
- Understanding of OTC Derivative products (Credit, Rates, FX, Equities and Commodities)