Work with Wealth Management Risk function to develop and maintain policies, standards, guidelines and procedures, including regulatory compliance measures and risk advisory within the Risk Management Program.
Work closely with the Front Office to assess business needs and further develop risk controls to efficiently achieve revenue target and new business growth.
Assist in developing, design, implementation and support of line of business risk management framework, including but not limited to: Risk governance and controls, organization structure, policies and procedures, three lines of defense, risk measures and metrics (risk appetite and limits, monitoring and escalation).
Deliver large-scale risk and regulatory change and technical initiatives. Communicate regulations and strategic risk management objectives/updates to large working groups, including senior management.
Identify current state risk management activities and governance structure, assist with formulation of the required/desired state based on regulatory and best practices, conduct gap analysis.
Work alongside internal groups such as Credit, Investment, and Fiduciary Risk areas as well as Compliance, Legal, and Operations on matters related to risk controls, model-assessments, incidents and infrastructure projects.
Provide support and guidance for audits and regulatory examinations.
Required qualifications, capabilities, and skills
Bachelor's Degree or commensurate related job experience required
Experience in Auditing, Accounting, Internal Control and/or Credit Underwriting with focus on Wholesale Credit Risk
Strong business writing skills
Experience in Wholesale Audit, Compliance, Operational, and/or Regulatory Risk Management also considered
Demonstrated ability to collaborate cross-functions to achieve measurable results