Capital One Senior Audit Manager Financial Crimes Compliance Hybrid 

United States, North Carolina, Charlotte 

74419446

Senior Audit Manager, Financial Crimes Compliance (Hybrid)

Responsibilities:

• Plan, perform, and lead large/complex Financial Crime Compliance (FCC) audits at the enterprise level as well as other diverse lines of business and specialty areas

• Help to implement the team's strategic imperatives/priorities

• Establish and build working relationships with internal and external management

• Perform BSA/AML, and Fraud risk assessments of business activities, potential risks exposures, and materiality of loss

• Provide significant input into the development of the annual audit plan

• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes

• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery

• Communicate the results of audit projects to management (written reports/oral presentations)

• Manage direct reports and staff during audit engagements and provide feedback on work performed.

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.

• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.

• You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.

• You're a teacher. You have a passion for coaching and investing in the development of your team.

• Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 7 years of experience in auditing, at least 7 years in compliance, at least 7 years in risk management, or a combination

• At least 5 years of experience in financial crimes compliance

• At least 5 years of experience leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

• Master’s Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration

• Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

• 10+ years of experience in auditing, 10+ years in compliance, 10+ years in risk management, or a combination

• 10+ years of experience in one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), brokerage, wealth management, or trust.

• 1+ years of experience with data analytics tools in support of internal audit

This role is hybrid meaning associates typically spend (3 days per week) in-person at one of our offices listed on this job posting.

Charlotte, NC: $155,300 - $177,200 for Audit Sr. Manager McLean, VA: $170,800 - $194,900 for Audit Sr. Manager Plano, TX: $155,300 - $177,200 for Audit Sr. Manager Richmond, VA: $155,300 - $177,200 for Audit Sr. ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.