Capital One Financial Crimes Compliance- Audit Manager Hybrid 

United States, Virginia, Arlington 

371495634

Center 1 (19052), United States of America, McLean, Virginia Financial Crimes Compliance- Audit Manager (Hybrid)

Responsibilities include:

• Plan, perform, and lead BSA / AML Compliance and Fraud audits at the enterprise level as well as other diverse lines of business and specialty areas;

• Manage staff during audit engagements and provide feedback on work performed;

• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes;

• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery;

• Communicate the results of audit projects to management (written reports/oral presentations);

• Establish and build working relationships with internal and external management;

• Liaison with the bank’s regulatory agencies;

• Perform AML risk assessments of business activities, potential risks exposures, and materiality of loss; and

• Provide input into the development of the annual audit plan.

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.

• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.

• You’re a firm believer that data will only make you a better Auditor.

• You're a teacher. You have a passion for coaching and investing in the development of your team.

• You have excellent written and verbal communication skills. You have the ability to convey audit findings clearly and concisely.

• Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering audits, Risk Management audits, Compliance audits or a combination

• At least 3 years of experience leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

• Master’s Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration

• Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

• 6+ years of experience in Anti-Money Laundering (AML), Fraud, and/or Sanctions

• 2+ years of experience with data analytics tools in support of internal audit

New York City (Hybrid On-Site): $147,800 - $168,700 for Audit ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.