Behind every investment is a person with ambitions, motivations and values. While we know that every client is unique, they come to Nutmeg for the same reason: our straightforward and transparent approach to investing.
From young professionals looking to buy their first home to seasoned investors looking to leave a legacy, our clients have a variety of financial goals and timelines.
Nutmeg is the UK’s largest truly digital wealth manager, offering clarity and transparency to both seasoned and first-time investors as they seek to achieve their financial goals.
Job Responsibilities:
- Coordinate the annual external Client Asset audit and any other scheduled internal audits or compliance testing.
- Manage Client Asset Breaches effectively.
- Collaborate with the business to ensure process maps accurately cover all Client Asset-related processes.
- Map Client Asset risks and controls to ensure comprehensive oversight and management.
- Provide Client Asset-related training to stakeholders.
- Review and update our Client Asset Policy and Standards to ensure they remain current and effective.
- Assist in the review of new business and product initiatives to ensure compliance with the Financial Conduct Authority’s Client Asset requirements.
- Contribute to strategic planning processes to ensure Client Asset compliance supports overall business objectives.
Required Qualifications, Capabilities, and Skills:
- A working understanding of the Client Asset rules and their application.
- Strong organizational skills, attention to detail, and ability to manage and prioritize effectively.
- Strong communication skills – both verbal and written.
- Attention to detail with the ability to succinctly communicate requirements and actions.
- Ability to work innovatively and deliver consistently to a high standard.
- Ability to build strong and collaborative relationships with key stakeholders, both internal and external.
Preferred Qualifications, Capabilities, and Skills:
- Ability to multitask in a fast-paced environment.
- Negotiation and influencing skills and ability to drive change.
- Experience in a financial services environment.
- Understanding of the application of other Financial Conduct Authority, Prudential Regulation Authority, and Markets in Financial Instruments Directive rules.