JPMorgan Client Assets Oversight Associate 

United Kingdom, England 

739427466

Behind every investment is a person with ambitions, motivations and values. While we know that every client is unique, they come to Nutmeg for the same reason: our straightforward and transparent approach to investing.

From young professionals looking to buy their first home to seasoned investors looking to leave a legacy, our clients have a variety of financial goals and timelines.

Nutmeg is the UK’s largest truly digital wealth manager, offering clarity and transparency to both seasoned and first-time investors as they seek to achieve their financial goals.

Job Responsibilities:

• Coordinate the annual external Client Asset audit and any other scheduled internal audits or compliance testing.
• Manage Client Asset Breaches effectively.
• Collaborate with the business to ensure process maps accurately cover all Client Asset-related processes.
• Map Client Asset risks and controls to ensure comprehensive oversight and management.
• Provide Client Asset-related training to stakeholders.
• Review and update our Client Asset Policy and Standards to ensure they remain current and effective.
• Assist in the review of new business and product initiatives to ensure compliance with the Financial Conduct Authority’s Client Asset requirements.
• Contribute to strategic planning processes to ensure Client Asset compliance supports overall business objectives.

Required Qualifications, Capabilities, and Skills:

• A working understanding of the Client Asset rules and their application.
• Strong organizational skills, attention to detail, and ability to manage and prioritize effectively.
• Strong communication skills – both verbal and written.
• Attention to detail with the ability to succinctly communicate requirements and actions.
• Ability to work innovatively and deliver consistently to a high standard.
• Ability to build strong and collaborative relationships with key stakeholders, both internal and external.

Preferred Qualifications, Capabilities, and Skills:

• Ability to multitask in a fast-paced environment.
• Negotiation and influencing skills and ability to drive change.
• Experience in a financial services environment.
• Understanding of the application of other Financial Conduct Authority, Prudential Regulation Authority, and Markets in Financial Instruments Directive rules.