Capital One Manager Accounting 

United States, Virginia, Arlington 

728112885

Manager, Accounting

Responsibilities:

• Oversee monthly closes process

• Prepare internal & external financial statements and variance analysis

• Prepare regulatory filings (FOCUS reports, SIPC reports, etc.)

• Perform regulatory net capital computation and ensure compliance with regulatory guidance

• Responsible for monthly account reconciliations review

• Manage line of business incentive plans

• Coordinate various internal stakeholders (Operations, FP&A, business leaders) to ensure accurate reporting and adherence to regulatory guidance

• Review intercompany management fees

• Other broker-dealer accounting responsibilities as assigned

• Support external and internal audits as well as regulatory exams

• Develop team financial talent and bench-strength and manage employee development and training

• Participate in challenging project initiatives with the team.

• Support automation and data transformation efforts

• Identify and drive process efficiencies.

• Ability to adhere to strict deadlines for monthly closes and regulatory reporting

• Ability to manage complex financial, reporting and regulatory matters or processes

• Ability to develop, establish, and operate financial policies and procedures

• Due to the nature of this position, as a part of our background check process, candidates must be able to pass a non-registered fingerprint background check to qualify as a fingerprinted person under FINRA

• Currently has, or is in the process of obtaining, a Series 27 Securities License with the expectation that license will be obtained within six months of hire

Basic Qualifications

• Bachelor's degree in Accounting or military experience

• At least 3 years of Accounting experience

• At least 3 years of broker dealer experience

• At least 2 years of experience in people management

PreferredQualifications:

• Master’s degree in Finance or Accounting

• 5+ years of securities industry experience

• Financial Industry Regulatory Authority Series License 7,10, 24, 27, or a combination

Chicago, IL: $132,800 - $151,600 for Manager, Accounting McLean, VA: $146,100 - $166,700 for Manager, Accounting New York, NY: $159,400 - $181,900 for Manager, Accounting Plano, TX: $132,800 - $151,600 for Manager, Accounting Richmond, VA: $132,800 - $151,600 for Manager, Accounting Wilmington, DE: $132,800 - $151,600 for Manager, AccountingThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.