JPMorgan Trade Surveillance - Associate 

Singapore, Singapore 

668809525

Job responsibilities:

• Use trade / communication surveillance tools to analyze system generated alerts across various platforms within the firm and locate any potential breaches of policies and/or where applicable relevant laws and regulations.
• Support analysis conducted through Bloomberg and internet research, and by maintaining awareness of regional markets and regulatory activity.
• In consultation with the team and Surveillance Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process.
• Ensure escalated cases are followed up and documentations are updated in our case register in a timely manner.
• Participate in market conduct related investigations.
• Attend meetings and present escalated cases as required.
• Assist in establishing internal control processes and developing/updating procedures.

Required qualifications, capabilities, and skills :

• You will have 4 plus years in Surveillance / Advisory experience in a bank, broker, or regulator;
• Bachelor’s Degree in Finance, Economics or other related disciplines
• Expertise using Actimize, SMARTs, Bloomberg or Reuters;
• Strong product knowledge of Fixed income currencies commodities and products and of exchange traded securities as well as listed derivatives
• Good knowledge of key Asian markets and key regulations;
• Good understanding of market abuse and best practice scenarios;
• Understanding of trading jargon and market commentary/color to complement Ecom surveillance;
• Strong analytical skills and the ability to manage several simultaneous tasks;
• A self-motivated fast learner with the ability to work independently;
• A strong team player and able to engage people across all corporate hierarchies;
• Adaptability to work under time pressure and resiliency to provide stable and consistent performance;