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JPMorgan Trade Surveillance - Associate 
Singapore, Singapore 
668809525

26.06.2024

Job responsibilities:

  • Use trade / communication surveillance tools to analyze system generated alerts across various platforms within the firm and locate any potential breaches of policies and/or where applicable relevant laws and regulations.
  • Support analysis conducted through Bloomberg and internet research, and by maintaining awareness of regional markets and regulatory activity.
  • In consultation with the team and Surveillance Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process.
  • Ensure escalated cases are followed up and documentations are updated in our case register in a timely manner.
  • Participate in market conduct related investigations.
  • Attend meetings and present escalated cases as required.
  • Assist in establishing internal control processes and developing/updating procedures.

Required qualifications, capabilities, and skills :

  • You will have 4 plus years in Surveillance / Advisory experience in a bank, broker, or regulator;
  • Bachelor’s Degree in Finance, Economics or other related disciplines
  • Expertise using Actimize, SMARTs, Bloomberg or Reuters;
  • Strong product knowledge of Fixed income currencies commodities and products and of exchange traded securities as well as listed derivatives
  • Good knowledge of key Asian markets and key regulations;
  • Good understanding of market abuse and best practice scenarios;
  • Understanding of trading jargon and market commentary/color to complement Ecom surveillance;
  • Strong analytical skills and the ability to manage several simultaneous tasks;
  • A self-motivated fast learner with the ability to work independently;
  • A strong team player and able to engage people across all corporate hierarchies;
  • Adaptability to work under time pressure and resiliency to provide stable and consistent performance;