Wells Fargo Senior Independent Testing Specialist - Targeted Risk & Control Evaluation 

United States, North Carolina, Charlotte 

668251261

About this role:

in Financial Crimes

In this role, you will:

• Execute Testing in adherence to procedures.
• Effectively communicate the validation or testing process, status, and results to IT&V leadership, business and risk partners
• Write and/or review reports or presentations that clearly articulate the results/conclusions of validation or testing activities.
• Effectively communicate with IT&V Leadership and escalate concerns or issues as appropriate.
• Identify and implement efficiencies and process improvements.
• Provide credible challenge and recommendations to IT&V Leadership as needed.
• Actively participate in learning & development opportunities to ensure the use of best-in-class processes and procedures.
• Assist in managing change to ensure an effective risk management program.
• Foster relationships with teams and collaborate across all other T&V teams effectively.
• Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing
• Contribute to large scale planning related to Independent Testing deliverables.
• Review and research moderately complex potential corrective actions, and follow through on reporting, escalation, and resolution.
• Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards and other applicable policies.
• Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid understanding of risk management framework and the risk and control environment.
• Collaborate and consult with colleagues, internal partners, management and lines of business regarding risk management.

Required Qualifications, US:

• 4+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Desired Qualifications:

• Testing, Audit, regulatory and risk management experience.
• Previous public accounting firm experience
• Knowledge on Financial Crimes areas including anti-money laundering (AML), Know Your Customer (KYC), Sanctions/Office of Foreign Asset Control (OFAC) and Foreign Corrupt Practices Act (FCPA).
• Understanding of law, rules and regulations regarding Financial Crimes that are integral to Wealth and Investment Management.
• Understanding of the ever-evolving governance and regulatory environments
• Effective communicator, both orally and in writing, able to ask well-crafted questions and present ideas in a clear and compelling manner, good listener who engenders creative thinking and teamwork.
• Ability to develop and articulate sound proposals to stakeholders and leaders, and an ability to influence and drive timely decision making.
• Critical Thinking and Analytical skills

One or more of the following certifications is desired:

• Certified Anti-Money Laundering Specialist (CAMS)
• Certified Financial Crimes Specialist (CFCS)
• Certified Information Systems Auditor (CISA)
• Certified Internal Auditor (CIA)
• Certified Public Accountant (CPA)
• Certified Regulatory Compliance Manager (CRCM)

Job Expectations:

• This position offers a hybrid work schedule.
• No relocation assistance is provided for this job.
• Ability to work at one of the approved locations in the job posting.
• Ability to travel up to 5%.

Posting Locations:

• Charlotte, NC
• Minneapolis, MN
• St. Louis, MO
• West Des Moines, IA
• Irving, TX
• Tempe, AZ

19 Aug 2024

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.