As a Compliance Risk Management Senior Officer within the Compliance, Conduct and Operational Risk (CCOR) organization, you will be tasked with building strong relationships with the Auto Line of Business (LOB) and global/regional Compliance teams. Your role will necessitate close collaboration with Internal Audit, Operational Risk, and other Control functions. You will need to possess a deep understanding and experience in Compliance, along with knowledge of regulatory and/or audit best practices,
Job Responsibilities
- Identify potential risks and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions
- Execute on key strategic Compliance initiatives within the context of the firm’s global compliance mandate
- Collaborate with team members across LOBs and staff areas and participate actively in working groups
- Provide compliance support to the Auto business for key initiatives and business processes
- Monitor the business to identify potential regulatory risks
Required qualifications, capabilities, and skills
- Bachelor's degree or equivalent work experience required
- 5+ years of relevant Compliance or other related experience; such as Risk management, Audit, or similar Control-related experience
- Demonstrated ability to identify key issues and obtain appropriate information for further analysis
- Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects
- Must possess excellent written and oral communications skills
- Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues at all levels
- Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools
- Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally
- Ability to manage numerous priorities and confidential and sensitive information in a professional manner in a fast-paced, deadline-driven environment
Preferred qualifications, capabilities, and skills
- Professional certification
- Audit, Regulatory, and Testing experience