Job Summary:
As a Compliance Risk Management Senior Officer in the Compliance, Conduct and Operational Risk (CCOR) organization, you will partner effectively with the Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk, and other Control functions. This position requires knowledge in Compliance and familiarity with regulatory and/or audit best practices. It is an excellent opportunity for individuals with a strong background in fraud operations to contribute to the development and execution of the Compliance framework.
Job Responsibilities:
- Identify potential concerns and control issues, determine root causes, and ensure stakeholders develop and implement appropriate corrective actions.
- Execute key strategic Compliance initiatives within the context of the firm’s global compliance mandate.
- Work collaboratively with team members across LOBs and staff areas and participate actively in working groups.
Required Qualifications, Capabilities, and Skills:
- 5+ years of relevant experience in Compliance or related fields such as Risk Management, Audit, Legal, or similar Control-related areas.
- Demonstrated experience in Fraud Operations, including claims and disputes investigations, is essential.
- Demonstrated ability to identify key issues and gather appropriate information for analysis.
- Highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects.
- Excellent written and oral communication skills.
- Strong teamwork skills; flexible work style and ability to collaborate with stakeholders and colleagues at all levels.
- Proficiency in Microsoft Excel, SharePoint, Word, PowerPoint, and other reporting tools.
- Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners.
- Ability to manage numerous reviews and handle confidential and sensitive information professionally in a fast-paced, deadline-driven environment.
- Bachelor's degree or equivalent experience