Bank Of America Vice President/Director Supervisory Analyst 

China, Hong Kong 

64597832

Job Description Summary

Responsible for ensuring that research reports and other research materials meet compliance, regulatory and internal department requirements. Candidates must have strong industry and Supervisory Analyst expertise in fixed income and equity research.

SA Job Description

• Provide high quality review of all research reports and marketing materials ensuring compliance with internal policy and regulatory requirements.
• Exhibit a high level of professionalism and a service ethos.
• Help troubleshoot queries from Research Analysts, Research Management and others regarding research workflow.
• Responsible for testing new technology/enhancement roll outs and working on research-related projects.
• Participate in recommendation and new research review meetings.

Skills/Licenses Required

• Series 16 registration and experience as a Supervisory Analyst required.
• Other registrations encouraged (Series 4, 53).
• Strong financial services background in all asset classes.
• CFA preferred.
• Possess and exhibit strong analytical abilities.
• Excellent communication skills.
• Must be service oriented, flexible and willing to adapt to ever-changing demands of the business.
• Detail oriented.