Wells Fargo Senior Lead Business Accountability Specialist 

United States, Missouri, Saint Louis 

618827567

In this role, you will:

• Provide data analytics to show compliance with regulatory requirements or internal policies, and business intelligence around trading operations (trading activities and inventory positions)

• Build trade data reports on a daily basis to review the prior day trading activities to identify any exceptions

• Pull daily P&L data utilizing R, Python, SQLite, ODS and Excel to share with WIM Senior leadership, Risk, Finance, and Trading Desk

• Contribute data and analytic insight to the preparation of WIM Committee presentations

• Provide vision, direction, and expertise to senior leadership on implementing innovative and significant business solutions

• Share business insights obtained from data reporting to WIM Trading teams

• Act as an advisor to senior leadership to develop or influence plans, specifications, resource needs, and goals for multi-faceted, highly complex, or long-term risk mitigation and control strategies on behalf of the business

• Strategically engage with all levels of professionals and managers in WIM

• Ensure reporting complies with new regulations and internal policy changes

• Create Ad hoc reports related to Fixed Income as requested by Senior Leaders

Required Qualifications:

• 7+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Demonstrated experience pulling, analyzing, and reviewing trading data against business requirements in order to meet a variety of needs, including controls, regulatory requirements, and business intelligence

• Working knowledge of business intelligence tools, such as Power BI, SQL, Python, R, and SQLite

• Working knowledge with financial databases, such as Oracle or ODS

• Ability to build effective partnerships with Compliance, Legal, Risk and Technology to provide solutions or recommendations based on data analytics

• Demonstrated effective verbal and written communication skills to share data analytics with trading team, partners and senior leaders in Wealth & Investment Management

• Familiarity with compiling information from investment transactions, such as brokerage account data, securities data, and trading data

• FINRA Series 7 & Series 24

• Working knowledge of investment research tools, such as Bloomberg

Job Expectations:

• This position is not eligible for Visa sponsorship

• This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

• Specific compliance policies may apply regarding outside activities or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process.

Work Location:

• 2801 Market Street; St. Louis, MO 63103

• Required location listed above. Relocation assistance is not available for this position.

31 Mar 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.