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Capital One Senior Audit Manager Finance Hybrid 
United States, Texas, Plano 
606202686

26.06.2024
Plano Town Center (31064), United States of America, Plano, Texas Senior Audit Manager, Finance (Hybrid)


Responsibilities:

  • Lead audits or significant components of audits.

  • Annual planning, risk assessment, and scheduling of Audit universe.

  • Develop audit engagement planning documentation, and develop the audit program to ensure adequate coverage of risk.

  • Communicate audit scope, issues, risks, and recommendations to management in written reports and oral presentations.

  • Develop and maintain effective working relationships with key business partners.

  • Design and execute internal control testing for audits.

  • Effectively communicate audit process scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.

  • Assess the relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.

  • Manage timely and quality delivery of audit works. Demonstrate the ability to successfully meet deadlines.

  • Supervise and coordinate work assignments amongst audit team members. Provide timely feedback and coaching to audit staff.

  • Demonstrate flexibility in responding to changes in assignment and job responsibility.

  • Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.

  • Monitor industry trends, external events, and internal developments to ensure continuous coverage of emerging risks.

  • Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery

  • Provide direct people leadership and development of junior associates

Here's what we're looking for in an ideal teammate:

  • You are a critical thinker who seeks to understand the business and its control environment.

  • You believe insight and objectivity are core elements to provide assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

  • You possess a relentless focus on quality and timeliness.

  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

  • You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

  • You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

  • You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

  • Bachelor's Degree or military experience

  • At least 7 years of experience in auditing, at least 7 years of experience in accounting and regulatory reporting, at least 7 years of experience in financial analysis, or a combination

  • At least 5 years of experience in leading audits and performing in the role of auditor-in-charge

  • At least 1 year of people management experience

Preferred Qualifications:

  • Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration

  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA)

  • 5+ years of experience in Banking or in the financial services industry

  • 4+ years of experience performing data analysis in support of internal auditing

This role is hybridmeaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise- wide virtual work days. Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

New York City (Hybrid On-Site): $172,900 - $197,300 for Audit Sr. ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.