Citi Group CITI- AML Policy Regulatory Sr Analyst - C11 

Mexico, Mexico City 

590760794

Responsibilities:

• Conduct investigations and research on potentially suspicious clients using various internal and external systems and databases
• Conduct Cross Sector reviews among multiple Citi business lines.
• Document and report the review/investigation findings and prepare case files with the required supporting documentation
• Summarize, in writing, clear and concise findings of the investigation
• Advise senior management on next steps and provide recommendations on the next course of action (relationship retention, termination, Suspicious Activity Report (SAR))
• Manage risk by analyzing the root cause of issues and impact to business
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Acts as SME to senior stakeholders and /or other team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 2-5 years’ relevant experience
• Knowledge of AML regulations preferred
• Proficient in MS Office
• Excellent verbal and written communication skills
• Demonstrated analytical skills

Education:

• Bachelor’s/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Responsibilities:

• Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies, and practices for AML. Review AML policies and follow up to the questions and observations from the AML teams, ensuring all are attended.
• Participate in the policy development groups and in the AML Policy Committee.
• Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed.
• Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to management on how to proceed, and drafting responses for the regulatory inquiries. Record, tracking and follow up to regulatory requirements, as well as regulatory interactions.
• Monitoring of adherence to Citi’s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. Execute the update process of the Compliance Manual (gap analysis, prepare materials for their presentation to the Local AML Committee (CCC) and Audit Committee, among others.)
• Interacting and working with other areas within Citi, as necessary.
• Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Supporting and tracking regulatory changes impacting the assessment unit.
• Supporting the activities of the AML regulatory reports oversight process.
• Supporting and following up on AML regulatory and internal reviews.
• Has the ability to operate with a limited level of direct supervision.

Qualifications:

• Knowledge of AML laws, rules, regulations, risks and typologies.
• Must be a self-starter, flexible, innovative, and adaptive.
• Strong interpersonal skills with the ability to work collaboratively.
• Strong written skills from a legal perspective; strong verbal communication and interpersonal skills.
• Ability to both work collaboratively and independently; ability to navigate a complex organization.
• Advanced analytical skills.
• Excellent organizational skills and capability to handle multiple projects at one time.
• Proficient in MS Office applications (Excel, Word, PowerPoint).
• English proficiency of 80% (reading, writing, speaking).
• Preferable knowledge of Citi Risk and Controls system in Regulations Management, iCAPs and RET modules.
• Demonstrated knowledge in area of focus.

:

• Law bachelor’s degree.
• Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus.

Time Type:

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