As an Analyst/Associate in the Cash Equities Operations team, you will be responsible for handling the operations related to Taiwan cash equity settlement, account opening, Futures & Options, Stock Borrowing and Lending, and Bond Underwriting. In your new role, you will require a strong understanding of financial markets, excellent organizational skills, and the ability to work effectively under pressure.
Job Responsibilities
- Manage the account/Ref data newly/update/close with system/custodians/ exchanges in compliance with local regulations and internal policy
- Process and reconcile day-to-day transactions in compliance with local regulations and internal policies
- Coordinate with custodians, brokers, exchanges, and internal teams to ensure timely and accurate clearing/settlement.
- Collaborate with Vendor, Product Manager and Exchange to drive for logistics changes including system enhancement discussion and testing, data and trade process flow revisiting.
- Act as the key interface and escalation point to sales, trader, dealer, audit, compliance, legal, technology for operational matters.
- Review the SOP regularly and update them timely according to change and where possible make suggestion for greater efficiency and control.
Required qualifications, capabilities, and skills
- Bachelor’s degree or above
- Taiwan Senior Broke license and Taiwan Futures license.
- Familiar with Cash equity/Futures & Options settlement processes.
- Good written and verbal communication skills in English and Mandarin.
- Excellent attention to details and control point under time pressure
- Strong analytical and problem-solving abilities.
- Ability to work under pressure and meet deadlines.
Preferred qualifications, capabilities, and skills
- Strong working knowledge of Microsoft application and the willingness to learn new application in an ever-changing environment; Experience using Alteryx, RPA (UiPath) or Tableau expertise is a plus