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Job Description:
Job Description:
Responsibilities:
Review local Financial Regulatory Reporting of securities and futures business and participate in regulatory examinations, internal and external audits
Perform reconciliation of reported balances against the general ledger or other supporting document
Manage the funding arrangement
Participate in the preparation of audited financial statements and direct/indirect tax reporting
Responsible for month end closing process
Maintain proper controls and manage risk well
Support regional governance
Qualifications and Skills:
Bachelor’s degree and above in Accounting or Finance
Minimum of 8-10 years in related professional experience in regulatory reporting of securities and futures
Senior broker license for Securities business is a must; and the license for Futures business is preferred.
Experience with general ledger/regulatory reporting system (e.g. Oracle and Wmisoft)
Good language proficiency in both English and Mandarin to be able to engage with internal and external stakeholders..
Good analytical and organizational skills
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