JPMorgan Wealth Management Private Bank - Market Supervisory Manager Vice President 

Italy, Lombardy, Milan 

510966511

As a Market Supervisory Manager Vice President in Market Supervisory Management team you will be responsible for supporting the Wealth Management activities in Milan.

Job responsibilities

• Escalate issues to senior management within all areas of the 1st, 2nd and 3rd lines of defense
• Provide 1st level control and oversight of the investment business
• Review and assess client trading activity and any potential suitability issues on a pre-execution basis
• Review and assessment of client suitability profiles based on data collected from clients and the front office
• Review and assess investment concentration issues in client accounts
• Review and assess Email communications which trigger against firm wide policies
• Review materials provided to clients to ensure they are appropriate and aligned to the clients investment objectives and needs
• React to, manage and handle potential client situations e.g. trading errors or client complaints
• Attend front office meetings to provide relevant feedback and stay apprised of their current priorities
• Perform change management in respect of changes in policies / procedures / processes where these relate to investment activities e.g. implementation and training on enhanced suitability framework; new trading protocol; etc.
• Investigate and report on Operational Risk

Required qualifications, capabilities, and skills

• At least 5 years of experience with financial institutions in first line of defense oversight and control, supervisory risk and control or related functions
• Bachelor's degree in business, finance, or related field
• A self-motivated individual who is enthusiastic and has a keen interest in risk and control frameworks as well as the regulatory landscape
• Excellent organizational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines and re-prioritise as required
• Think like an owner with a business mind-set and able to deal with issues independently
• A strong interest in and sound understanding of financial markets, products and wealth management is prerequisite for any potential candidate
• Strong and proven experience gained within a financial institutions including monitoring experience
• Strong communication and negotiation skills: the role will involve communicating with employees of varying levels, with diverse roles and different native languages

Preferred qualifications, capabilities, and skills

• Fluency in English and language of the platform. Other languages are a bonus