Capital One Manager Compliance - Local Governance 

United States, Virginia, Richmond 

507068456

Manager, Compliance - Local Governance

The Role:

Responsibilities:

• Maintain strong understanding of Compliance Risk Management Framework and applicable laws and regulations

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

• Evaluate Internal Audit, Regulatory Exam, and self identified issues and events for compliance impacts

• Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

• Actively participate on complex projects through providing guidance, advice, and effective challenge

• Provide change management support, including communications

• Perform UDAAP validations and reviews

• Participate in reporting activities, as directed

• Identify opportunities for process improvements

• Support the leadership team by preparing agendas and coordinating materials for team meetings

• Support Compliance teams (advisory and testing), as directed

The Successful Candidate Will:

• Demonstrate exceptionally strong communication and relationship building skills, customer focus, and ability to collaborate and influence across teams and multiple levels

• Possess strong writing skills, including the ability to help create and manage executive reporting and team communications

• Effectively and autonomously manage and execute simultaneous projects and tasks, while demonstrating urgency, prioritization, and ownership to drive issues to completion

• Possess excellent organizational skills and the ability to be goal/execution-oriented

• Be highly organized, yet adaptable to react quickly to urgent matters

• Have a continuous improvement and curiosity mindset

• Demonstrate an ability to understand objectives and autonomously get to great outcomes

• Possess strong problem-solving and conceptual thinking skills

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 3 years of experience in compliance, legal, or audit

• At least 3 years of credit bureau reporting experience

• At least 5 years of experience supporting, partnering, and interacting with internal business clients

Preferred Qualifications:

• Master’s Degree

• 5+ years of experience in compliance, legal, or audit

• Experience in the financial services industry

• CRCM, ACAMS, CIPP, or Series 7, 24, or 63/65 certifications

McLean, VA: $146,100 - $166,700 for Compliance Testing Manager Richmond, VA: $132,800 - $151,600 for Compliance Testing Manager Riverwoods, IL: $132,800 - $151,600 for Compliance Testing ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.