Capital One Principal Risk Specialist 

United States, Virginia, Richmond 

496421866

General Responsibilities:

Provide day to day oversight of multiple processes: monitor, report, and plan process improvement or redesign initiatives; define, establish, and manage process controls.

• Identify process improvement opportunities and implement them through collaboration with other groups such as the Risk office and management; make final recommendations for approval on changes.

• Ensure document and change control management standards are adhered and maintained consistently; including quality assurance across all L3 processes.

• Identify Enterprise Compliance Training Plan implementation risks, take appropriate risk mitigation and escalate as necessary.

• Drive containment and remediation of process breakdowns including root cause analysis.

• Coordinate and conduct data validations of end-to-end processing outcomes and actively lead problem-solving exercises.

• Support change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented.

• Build deep subject matter expertise on existing and future learning platforms to inform innovation agenda.

• Perform analysis and provide recommendations; Take results and data to help management and customers understand implications and determine next steps.

• Communicate and report on results of assessments, process outcome and issue management

• Collaborate on larger initiatives. Participate in cross-functional project teams, including projects driven by other parts of the organization, to provide input, and partner with groups on execution efforts.

• Support audit, exam, and testing initiatives as needed.

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 4 years of Compliance, Audit, or Risk Management experience

• At least 2 years of experience using Google Suite including Google App Script

• At least 2 years of Financial Services experience

Preferred Qualifications:

• Bachelor’s Degree

• Process Management, Project Management or Risk Management Certification

• 1+ years of experience working with a Learning Management System (LMS)

• 3+ years of experience in Project Management, Process Management, or Relationship Management

• Proficient in use of query and data visualization tools like Tableau

McLean, VA: $117,300 - $133,900 for Principal Risk Specialist Richmond, VA: $106,700 - $121,700 for Principal Risk SpecialistThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.