The ideal candidate will be expected to:
- Self-lead the build out a new function that will centrally run controls and processes owned within the front office
- Establish a best-in-class control/operating environment complemented by up-to-date procedures and process flows, disciplined periodic testing/reviews, constant search for efficiencies etc.
- Proactively establish and develop relationships with key stakeholders across the businesses, COO teams, business control and functional partners to effectively perform the role
Responsibilities:
- Build out the team between London and Singapore and establish a high-performance culture that is focused on both quality and efficiency
- Build out the book of controls and processes to centralize within the business management function, partnering with product/activity COOs between multiple regions
- Build out the accompanying management information (KRIs/KPIs) associated with the function and establish related reporting routines
- For new controls/processes, partner with related COO teams and functional partners to establish robust but operationally efficient controls/processes
- Develop procedures for the centralized controls/processes (adhering to firm wide standards) and establish regular review routines to ensure they remain up to date
- Serve as a subject matter expert on business booking models/activities and link those models/activities to controls, processes, intercompany agreements, licenses, front office teams etc.
- Proactively track actions/feedback from stakeholders related to activities and regularly update on progress
- Build and maintain strong relationships with the businesses, COOs and functions to stay on top of personnel, regulatory, system, tooling changes
- Know and understand the regulatory requirements associated with the footprint of the businesses and connection between those requirements and the controls/processes run within the team
- Drive the evolution of the controls/processes run by the team and ensure business/regulatory requirements are always met
- Drive the development of offshore capabilities, partnering with the global lead in the US to ensure control/process migrations are done thoughtfully and with clear accountability
- Serve as front office controls/processes subject matter expert in risk control self-assessments and internal/external audits
- Develop and maintain Business Continuity Plans for the team
- Support reporting obligations – management, entity, regulatory
- Run ad-hoc initiatives that cut across product / activity verticals
- Drive special initiatives at the request of the International Markets COO
Required Experience:
- Corporate & investment banking business management or leadership experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Management or leadership experience
- Relevant experience working within an investment bank
- Deep understanding of markets, including products, services, clients and regulatory environments
- Experience in building, managing and developing geographically dispersed teams
- Experience in designing, implementing and running controls/processes for a business
- Experience in managing a portfolio of control/process routines across a team
- Experience in dealing with complex problems that require multiple global stakeholders to solve
- Experience in working with senior executives requiring high quality work but under time pressure
- Experience in establishing offshoring service centres
Skillsets:
- Meticulous attention to detail whilst able to present information at the intended audience’s level
- Self-starter who is solution orientated and constantly acts on opportunities for continuous improvement
- Builds trust and operates with discretion and integrity
- Scrutinizes the first answer, evaluates alternatives, considers perspectives and tests assumptions
- Exceptional organizational and project management skills
- Strong interpersonal and communication skills
- Ability to set a target operating state and execute towards that
- Ability to lead teams through change
- Ability to influence/negotiate and build consensus with stakeholders across all levels
- Ability to run multiple concurrent tasks whilst playing varying roles in their execution
- Ability to quickly understand and synthesize complex information sets and identify themes/connections
- Ability to work independently and as part of a team
- Expert skills in MS Excel, PowerPoint, SharePoint and Visio
28 Aug 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.