Goldman Sachs Compliance - Federation Vice President Hyderabad 

India, Telangana, Hyderabad 

41176768

ROLE AND RESPONSIBILITIES
• Conducting risk identification, measurement and assessment
• Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation of conduct related issues
• Provide guidance to internal clients on appropriate interpretation and application of policies/procedures
• Assist regional compliance in ongoing projects, responding to changes in the firm’s businesses and changes in regulation
• Execute and manage global ad-hoc projects based on compliance or business requirements that helps in enhancing the compliance of the firm
• Taking ownership of processes and controls within the team, driving the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevant
• Seeking and implementing automated solutions (for manual processes and anticipated future requirements)
• Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm and professionals across the globe
• Identify and effectively escalate potential issues to the appropriate person/s
• Communicate findings to compliance colleagues and suggest potential corrective actions to address issues
• Complying with internal controls, policies and procedures and regularly reviewing and updating procedures and training documentation

• Experience as a compliance officer or in a risk management role • Ability to identify, investigate and manage compliance issues involving Engineering Divisions
• Good judgment – know when and how to escalate issues
• Strong communications skills; oral, written and interpretive – must be able to comprehend what is said/written and ask probing questions
• Attention to detail and strong follow-up skills
• Ability to build strong relationships with colleagues and clients
• Possess a general understanding of the current regulatory environment and financial markets and/or securities regulation and rules
• Strong analytical and risk assessment skills
• Work independently. Exercise sound judgment, ethics and integrity
• Proficient in using technology; able to analyze data sets and summarize findings; comfortable learning new technologies, both as a user and to identify risks