Goldman Sachs Internal Audit Business Controllers & 

United Kingdom, England, Birmingham 

406211886

THE ROLE AND RESPONSIBILITIES

As the third line of defence, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures.In doing so, Internal Audit perform the following duties:

• Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm's control culture and conduct risks
• Monitors management's implementation of control measures

Additional responsibilities include:

• Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
• Plan and execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
• Follow-up on open audit issues and their resolution
• Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure

SKILLS AND EXPERIENCE REQUIRED

• 10+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
• degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
• Relevant certification or industry accreditation (e.g., ACA, ACCA) is a plus
• Solid understanding of financial concepts and/or operations related to controllers and tax functions. Knowledge in any of the following areas are preferred:
• Basel regulatory requirements and capital calculations
• Recovery and Resolution regulatory requirements
• US GAAP/IFRS accounting
• Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

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