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Capital One Senior Risk Associate Retail Bank 
United States, Delaware, Wilmington 
378447486

31.08.2024

As a Senior Risk Associate, you will:

  • Assist in the execution of compliance monitoring program activities to identify potential associate conduct concerns

  • Analyze certain data to identify associate misconduct and sales practice trends

  • Convey complex ideas and data analysis through written and verbal communication confidently to various operational and compliance stakeholders.

  • Support management in various conduct risk and sales culture practices including assisting with certain risk assessments for Senior Management

  • Help with the identification and resolution of operational issues impacting customers stemming from process breakdowns or other problems while developing permanent corrective actions

  • Identify control gaps and proactively identify opportunities for process improvement

  • Partner with Retail Banking and Premium Product groups to help document policies, processes, standards, and procedures to facilitate/demonstrate compliance with laws and regulations

  • Proactively identify control enhancements and drive requirement gathering

  • Work autonomously and consistently deliver results in an efficient and timely manner

Basic Qualifications:

  • At least 1 year of Process Management experience

  • At least 1 year of experience in Risk Management, Audit, Regulatory Compliance or Banking Operations

  • At least 2 years of experience in Retail Banking or Financial Services

  • At least 2 years of experience with GSuite and Microsoft Office

Preferred Qualifications:

  • Bachelor's Degree

  • 2+ years of experience in Project or Process Management

  • 2+ year of experience in Controls Testing or Risk Management

  • 1+ year of experience in Change Management

  • 1+ year of experience supporting, partnering and interacting with internal business clients

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.