Capital One Senior Risk Associate Retail Bank 

United States, Delaware, Wilmington 

378447486

As a Senior Risk Associate, you will:

• Assist in the execution of compliance monitoring program activities to identify potential associate conduct concerns

• Analyze certain data to identify associate misconduct and sales practice trends

• Convey complex ideas and data analysis through written and verbal communication confidently to various operational and compliance stakeholders.

• Support management in various conduct risk and sales culture practices including assisting with certain risk assessments for Senior Management

• Help with the identification and resolution of operational issues impacting customers stemming from process breakdowns or other problems while developing permanent corrective actions

• Identify control gaps and proactively identify opportunities for process improvement

• Partner with Retail Banking and Premium Product groups to help document policies, processes, standards, and procedures to facilitate/demonstrate compliance with laws and regulations

• Proactively identify control enhancements and drive requirement gathering

• Work autonomously and consistently deliver results in an efficient and timely manner

Basic Qualifications:

• At least 1 year of Process Management experience

• At least 1 year of experience in Risk Management, Audit, Regulatory Compliance or Banking Operations

• At least 2 years of experience in Retail Banking or Financial Services

• At least 2 years of experience with GSuite and Microsoft Office
  

Preferred Qualifications:

• Bachelor's Degree

• 2+ years of experience in Project or Process Management

• 2+ year of experience in Controls Testing or Risk Management

• 1+ year of experience in Change Management

• 1+ year of experience supporting, partnering and interacting with internal business clients

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.