Job summary:
As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.
Job responsibilities:
- Responsible for implementation of compliance framework for JPMSI.
- Act as the Principal officer for JPMSI, which includes AML/KYC coverage.
- Responsible for regulatory advisory to the business/operations teams and other stakeholders.
- Evaluate compliance with relevant regulations, identify issues, assess the impact of new / amended regulations and work with business management to help them implement the same.
- Provide updates to the board on regulatory developments.
- Engage with RBI SSM team for inspection and other RFIs and co-ordinate with internal stakeholders for providing data/information as sought by RBI.
- Review policies pertaining to JPMSI based on regulatory changes / requirements.
- Work with various regional teams and provide them with necessary updates regarding local regulations.
- Represent compliance on LE governance forums.
Required qualifications, capabilities, and skills:
- Minimum 8-10 years of related experience in Compliance field.
Preferred qualifications, capabilities, and skills:
- Chartered Accountant, Master’s degree, Company Secretary or other closely related professional qualification will be beneficial.
- Experience of India AML / KYC regulatory requirements is an advantage.
- Interactions with regulators and industry bodies is an advantage.
Competencies:
- Ability to develop and maintain productive relationships with key internal stakeholders across all levels;
- A solution driven approach, with exemplary problem solving skills;
- Ability to prioritize;
- Ability to work effectively alone and as part of a team, at a local and regional level;
- Good analytical ability;
- Excellent written and verbal communication skills.