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JPMorgan Compliance Risk Management - Associate/ Vice President 
India, Maharashtra, Mumbai 
368283369

01.07.2025

Job summary:

As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.

Job responsibilities:

  • Responsible for implementation of compliance framework for JPMSI.
  • Act as the Principal officer for JPMSI, which includes AML/KYC coverage.
  • Responsible for regulatory advisory to the business/operations teams and other stakeholders.
  • Evaluate compliance with relevant regulations, identify issues, assess the impact of new / amended regulations and work with business management to help them implement the same.
  • Provide updates to the board on regulatory developments.
  • Engage with RBI SSM team for inspection and other RFIs and co-ordinate with internal stakeholders for providing data/information as sought by RBI.
  • Review policies pertaining to JPMSI based on regulatory changes / requirements.
  • Work with various regional teams and provide them with necessary updates regarding local regulations.
  • Represent compliance on LE governance forums.

Required qualifications, capabilities, and skills:

  • Minimum 8-10 years of related experience in Compliance field.

Preferred qualifications, capabilities, and skills:

  • Chartered Accountant, Master’s degree, Company Secretary or other closely related professional qualification will be beneficial.
  • Experience of India AML / KYC regulatory requirements is an advantage.
  • Interactions with regulators and industry bodies is an advantage.

Competencies:

  • Ability to develop and maintain productive relationships with key internal stakeholders across all levels;
  • A solution driven approach, with exemplary problem solving skills;
  • Ability to prioritize;
  • Ability to work effectively alone and as part of a team, at a local and regional level;
  • Good analytical ability;
  • Excellent written and verbal communication skills.