EY GMS-Compliance-Staff 

India, Karnataka, Bengaluru 

367704401

Major Responsibilities:

• Employ statistical methods to optimize AML scenarios for increased effectiveness and efficiency.
• Support Process Leads in the implementation and documentation of the Bank Transaction Monitoring (TM), Payment Screening Surveillance Tuning, and Optimization Program.
• Contribute to a continuous program of AML system improvements.
• Identify, assess, track and report risk gaps, emerging needs/trends, regulatory initiatives and redundancies/enhancement opportunities.
• Manage routine (BAU) projects/tasks and strategic initiatives within the Bank TM Surveillance Tuning and Optimization Program.
• Conduct ATL and BTL testing.
• Collaborate with various teams within Bank to enhance, tune and retire AML reports and scenarios, implementing a comprehensive and ongoing program of improvements.

Skills, Competencies, and Experience Required:

• Knowledge of AML tuning, optimization, and scenario management.
• 2+ years of experience in Financial Crime, Compliance, and/or Regulatory roles.
• 3+ years of experience in Information Technology and/or TM & Screening Platform Optimization.
• 3+ years of experience with Prime, Mantas and/or Actimize TM platforms.

Preferred Qualifications:

• Bachelor’s degree in Finance, Economics, Statistics, Computer Science, or related field.
• Hands on experience with systems like SAS, ACTIMIZE, Fircosoft, Finergo, etc., is preferable.
• IT application expertise in Oracle Mantas products including Mantas AML.
• Strong understanding of AML (Money Laundering, Terrorist Financing and Tax Evasion) and Fraud trends and typologies.
• Knowledge/ experience with analytical evaluation and tools (R, SAS, SQL).
• Demonstrate strong verbal and written communication skills.
• Demonstrate use of analysis and professional judgment, quality control and high standards.
• Certification in CAMS is preferred.
• Experience in a financial institution, regulatory organization, or legal/consulting firm, with at least 3 years in an AML and/or Sanctions compliance function.
• Knowledge of AML regulations and requirements including the Bank Secrecy Act, The USA PATRIOT Act, FFIEC BSA/AML Exam Manual guidelines, OFAC/ Economic Sanctions and Suspicious Activity Reporting.
• Must be detail-oriented with good communication, teamwork, and organizational skills.
• Ability to manage tasks and meet deadlines is important.
• Effective written interpersonal communication skills.

Major Responsibilities:

• Lead the application of advanced statistical techniques to enhance AML Scenarios for optimal effectiveness and efficiency.
• Oversee the implementation and documentation of the Bank TM, Payment Screening Surveillance Tuning, and Optimization Program.
• Direct a comprehensive and ongoing program of AML system improvements.
• Proactively identify, assess, track, and report on risk gaps, emerging trends, regulatory initiatives, and opportunities for system enhancements.
• Manage and prioritize Business as Usual projects/tasks, strategic initiatives, and gap/issue remediation within the Bank TM Surveillance Tuning and Optimization Program.
• Execute and supervise ATL, BTL testing.
• Collaborate with various teams at the Bank to improve, adjust, and phase out anti-money laundering (AML) reports and scenarios, carry out a continuous and thorough improvement plan.

Skills, Competencies, and Experience Required:

• Expertise in AML Tuning, Optimization, and Analysis for scenario management.
• 3+ years of experience in Financial Crime, Compliance, and/or Regulatory experience.
• 4+ years of experience in Information Technology and/or TM & Screening Platform Optimization experience.
• 4+ years of experience in TM platforms such as Prime, Mantas, or Actimize.

Preferred Qualifications:

• Bachelor’s degree in Finance, Economics, Statistics, Computer Science, or related field.
• Hands-on experience with systems like SAS, ACTIMIZE, Fircosoft, Finergo, etc. is preferrable.
• IT application expertise in Oracle Mantas products including Mantas AML.
• Deep understanding of AML (Money Laundering, Terrorist Financing, and Tax Evasion) and Fraud trends and typologies.
• Advanced skills in analytical evaluation and tools (R, SAS, SQL).
• Demonstrate strong verbal and written communication skills.
• Proven analytical and professional judgment, quality control, and high standards.
• CAMS certification is highly preferred.
• Significant experience within a financial institution, regulatory organization, or legal/consulting firm, with at least 4 years in an AML and/or Sanctions compliance function.
• Comprehensive knowledge of AML regulations and requirements.
• Exceptional attention to detail, communication, collaboration, and organizational skills.
• Oversee and guide a team in refining anti-money laundering (AML) processes, ensuring the team's efforts align with the bank's strategic goals and compliance requirements.
• Ability to prioritize workloads and deliver results in a fast-paced environment.
• Effective interpersonal communication skills.

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